Financial Markets Risk In Change Lead - Mifid

Financial Markets Risk in Change Lead - MiFID

Role Summary:

We're working with an Institutional Bank in sourcing for Operational Risk &
Compliance professionals in their 1LoD Financial Markets team for Regulatory Projects &
Change. They're primarily responsible for managing change being delivered by Projects across the end-to-end value chain in the Global Financial Markets business unit.
Your Responsibilities:

Represent the 1LoD on change projects to ensure risks are appropriately identified and addressed whilst ensuring business objectives are met

Document and assess the design effectiveness of controls which capture any regulatory changes, and the impact of change is appropriately assessed within the risk &
compliance appetite;
ensure process documentation is sufficient to ensure seamless delivery into BAU

Ensure appropriate monitoring controls and KRIs are implemented to provide ongoing oversight of operating effectiveness

Provide 1LoD input to issue prioritisation and remediation, undertaking incident management and risk reporting when required

Establish a risk aware and safe escalation culture within Projects, collaborating across1LoD and 2LoD to ensure all compliance obligations relevant to Financial Markets are incorporated into business unit compliance plans and supported by robust compliance processes

Ensure Projects meet the minimum requirements for managing operational risk in Projects, including completion of the Risk Control Matrix

Lead and supervise a small team of risk managers when required

Skill Requirements:

Minimum 5years of experience of Operational Risk &
Controls in Institutional Banking / Financial Markets (including those gained overseas) - from either 1/2/3LoD

Capability to assess operational risks, design / test adequate controls and assist with implementation as a 1LoD function

Demonstrated ability to provide advice / recommendation on the design effectiveness of controls

Outstanding ability to verbalise complex operational risk language to business leaders to make sure key messages are delivered and comprehended

Pragmatic and self-motivated Risk Leader who's willing to get their hands dirty

Knowledge / experience in global-scale regulatory reforms (ie. MiFID, Initial Margin CFTC, GDR) gained in Australia or overseas is highly desirable

For further information on this role or to confidentially apply, please send an up to date CV to, contact Eugena Gong on or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.

Role Summary:
We're working with an Institutional Bank in sourcing for Operational Risk &
Compliance professionals in their 1LoD Finanical Markets team for Regulatory Projects &
Change. They're pri

Role Summary:
We're working with an Institutional Bank in sourcing for Operational Risk &
Compliance professionals in their 1LoD Financial Markets team for Regulatory Projects &
Change. They're pri

Role Summary:
We would like to speak to technically sound Audit, Compliance or Risk Assurance professionals with exposure to Financial Markets, Treasury &
GroupFinance functions.A few promising op

Role Summary:
We would like to speak to technically sound Audit, Compliance or Risk Assurance professionals with exposure to Financial Markets &
Treasury functions. A few promising opportunities ha

Role Summary:
We're working with one of the most renowned banking institutions in Australia. This highly credible role has become available in Line 2, to provide SME risk advice to all business uni

Role Summary:
We're working with one of the most renowned banking institutions in Australia. This highly credible role has become available in Line 2, to provide SME risk advice to all business uni

Role Summary:
We're working with one of the most renowned banking institutions in Australia. This highly credible role has become available in Line 2, to provide SME risk advice to all business uni

Role Summary:
We're working with one of the most renowned banking institutions in Australia. This highly credible role has become available in Line 2, to provide SME risk advice to all business uni

The Organisation &
The Role:
Our client is a Tier-1 Financial Institution in Australia with a well established 'three lines of defence' structure. This role functions as a unique 'Change Leader'

The Organisation &
The Role:
Our client is a Tier-1 Financial Institution in Australia with a well established 'three lines of defence' structure. This role functions as a unique 'Change Leader'

The Role:
My Client is a leading Private Equity Firm and we are looking for a Market Risk Analyst to join the business in Singapore. We are looking for Risk candidates with an interest in growing t

Your Responsibilities:
Function as a trusted implementer to work across multiple project streams for a large, global-scale Financial Crime Transformation Program, with focuses on Transaction Moni